Operations & Distribution

Trade Support Operations : Securities Dealing and Settlement

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The client requires confident applicants with proven experience and who can show a good understanding of the financial markets in general and securities dealing and settlement in particular. Knowledge of risk management and USQI would be advantageous. This role predominantly involves monitoring,

Job Code: 03812016
Pay Rate: £35000 - £40000

Job Description:


  1. Monitoring of the order books and exception queues to ensure timely and best execution of client orders 
  2. Correcting dealing errors through the rebooking of trades to an error portfolio and placing corrective deals in the market 
  3. Liaison with the companies brokers and client account managers regarding dealing issues 
  4. Processing amendments to client trades on our internal systems 
  5. Placing equity and fund orders on behalf of our in-house funds 
  6. Maintaining records and risk controls on these transactions 
  7. Liaising with the custodian and fund managers regarding these trades 
  8. Reconciliation of stock and cash accounts 
  9. Settlement of external custodian trades and repo transactions 
  10. Trade reporting to the regulator 
  11. Maintain the company’s systems and databases
  12. Ensure that all relevant company procedures are complied with and that all relevant legal and regulatory reporting requirements and deadlines are met.

Preferred Skills: